As specialists in the Capital Markets surveillance and compliance, b-next strives to engage with the community through every medium and consistently offers insight and advice on the most topical and high profile news within the industry. As experts in the space, b-next regularly provides consultation to top tier media on breaking news and continues to engage with the most well-read publications in the industry.
Capital markets surveillance and compliance specialist b-next has taken its CMC:Suite into the cloud to offer software as a service (SaaS) solutions to banks, brokers, asset managers and hedge funds via Thomson Reuters’ Elektron cloud for the financial industry.
UBS rogue trading scandal most likely occurred due to lack of risk management tools needed to monitor trades between bank silos, say operational risk experts.
The U.S. Securities and Exchange Commission will impose a system to monitor the behavior of high- frequency trading firms and hedge funds under new reporting standards for the most active market participants. Read more..
Recent high profile convictions mark success for increased market surveillance efforts, and the greater emphasis on oversight means firms have to reassess their own monitoring systems.
Fabisch believes the Galleon verdict will impact not just hedge funds but also other financial institutions that engage in this business.
Wolfgang Fabisch, ceo of compliance firm b-next, says that compliance officers in financial firms will play an increasingly key role due to growing regulatory demands.
Wolfgang Fabisch, CEO, provides guest comment following the Rajaratnam case, advising on how investors can protect themselves from this type of fraud.
Wolfgang Fabisch, CEO, considers the boundaries between a trader’s skill and illegal market practice and the extent to which the regulators are in control.
Wolfgang Fabisch, CEO, offers foresight on the operational risks to consider in the year ahead.
Wolfgang Fabisch, CEO, debates the avalanche of new regulations across US & Europe and considers how technology vendors will have to adapt their products to comply.
Wolfgang Fabisch, CEO, comments on the significance of the Kerviel case and what needs to be done to prevent these crimes.
Wolfgang Fabisch, CEO, discusses b-next’s expansion into UK market.
Wolfgang Fabisch, CEO, discusses the UK FSAs hardline approach to insider trading and it’s request of firms to co-operate by improving their surveillance systems.
Wolfgang Fabisch, CEO, provides his views on the MiFID review and the successes & failures of the regulatory system.
Wolfgang Fabisch, CEO, reviews the changing landscape of the financial sector and the increasing threat of market abuse.
Wolfgang Fabisch, CEO, examines developments in the sector as reported cases of market abuse escalate.
Wolfgang Fabisch, CEO, discusses Frankfurt as a financial hub.
Wolfgang Fabisch, CEO, comments on the increasing importance and pressure on firms to improve surveillance.
Wolfgang Fabisch, CEO, comments on the measures firms are taking to ensure compliance with the Market Abuse Directive.
Wolfgang Fabisch‚ CEO‚ answers the question ‘Have harder economic times helped spur risk management creativity and innovation?
Wolfgang Fabisch‚ CEO‚ discusses b-next’s partnership with Cellent FS to deliver best practice solutions for compliance and financial crime
Stefan Queck‚ Business Development Manager‚ debates whether 2010 will be focused on adjustment to new rules and regulators for the financial market
Wolfgang Fabisch, CEO, conducts Q&A with Automated Trader. As European trading gets more complex and European regulators demand greater transparency, what role could automation play in compliance?