- Provides fast, easy visualisation of surveillance parameters and procedures
- Stores history of all changes
- Offers intuitive visualisation via Web front end
- Provides drill-down functionality
- Automatically updates and documents parameter changes to avoid tampering
- Includes user verification system
- Offers available Best-Practice settings
- Supports implementation of new surveillance requirements
CMC:DOC
b-next CMC:DOC is a fast, simple way for banks to document and manage all capital market compliance processes—including not only exact checking procedures but also the parameters in use. Each checking procedure is aligned with its responsible officer, supporting system and any relevant documentation. An intuitive Web interface makes information easily available and understandable, while drill-down procedures allow instant, transparent views of detailed audit procedures. All changes are documented in a tamperproof, automatically updated audit trail. This integrated module also delivers preconfigured Best Practices settings for capital markets compliance and performs detailed reporting for regulators “ARROW” visits.
Key Features
Much more. Download b-next CMC:DOC
Benefits
- Displays documentation of all market and capital market surveillance processes
- Prepares detailed reporting for regulator visits
- Integrates seamlessly with CMC:Suite to ensure Best Practices
- Reduces manual work and simplifies reporting
