CMC:Insider Compliance

Is there a cost effective way of monitoring all your trading activities?

Save time and reduce the complexity of trade surveillance with CMC:Insider Compliance. This module monitors proprietary, customer and staff trading, empowering your Compliance Officers with an extensive view of all trading activities within your organization.

Main features

CMC:Insider Compliance offers the following functionality:

  • Surveillance of proprietary, customer, and staff trading
  • Insider registers and Insider List management
  • Watch list and restricted list management
  • Front/Parallel running
  • Personal account dealing


  • Trading before ad hoc news
  • Research-based Conflicts of Interest management
  • Monitoring effectiveness of Chinese Walls
  • Historical data storage and tamper-proof audit trail




Provides global management control of all insider dealing activities



Alerts you at an early stage and delivers deep insight into Insider Compliance incidents



Reduces manual processing and increases operational efficiency



Fulfils legal requirements and responds to new regulatory changes



Protects your firm’s reputation and reduces risk


11 scenarios

Out of the box

Pre-Clearing Add-on

Pre-Clearing is an additional feature for automating the approval process of employee’s personal transactions.

  • Autonomous control of transactions based on internal compliance
  • Check against all relevant watch & restricted lists
  • Manual override on a case by case basis
  • Detection of exceeding individual limits such as amount of requests or transactions over time


  • Evaluation and feedback of employee queries within seconds and immediate feedback to the applicant
  • Pre defined holding periods or maximum transactions amounts as additional parameters for evaluation
  • Tamper-proof audit trail



Get your personal demo of CMC:Insider Compliance

Request a demo now to learn more about how CMC:Insider Compliance empowers your Compliance Officers with an extensive view of all trading activities within your organization.

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Powered by Refinitiv

b-next’s partnership with Refinitiv, formerly the Financial and Risk business of Thomson Reuters, provides clients with unparalleled data capabilities to support trading surveillance.

Data capabilities include:

  • Machine Readable news, which delivers deep historical news archives and leading edge news analytics directly into CMC:Suite to seamlessly support surveillance.
  • Tick History, which offers superior coverage of complete, timely and global microsecond tick data for ongoing surveillance monitoring. Other capabilities include seamless integration of over 400 global cross-asset exchanges.