CMC:Conflicts of Interest

Can you identify and manage conflicts of interest in real time?

Early detection of Conflicts of Interest (COI) saves you time and money. CMC:COI is an automated solution that helps your institution to identify and manage conflicts of interest efficiently and in real time. The solution captures all potential COI across your entire corporate group structure and all of your lines of business. CMC:COI drives proactive identification of conflicts with your company policies at their early stages so that remedial measures can be taken. This system follows industry best practice and also allows flexible, customer-specific parameters.

Main features

CMC:Conflicts of Interest (COI) offers the following functionality:

  • A Web-based front end eases event management
  • Pre-clearing functionalities check transactions for collisions with existing events
  • Collision Manager monitors and handles identified collisions

 

  • Reporting and Workflow Engine deals with potential conflicts
  • Hierarchy Designer maps compliance and reporting lines across the specific group structure
  • Business Rule designer creates user-specific collision rules

 

Icon

Control

Improves control and management of COI

Icon

Detection

Allows early recognition of COI

Icon

Efficiency

Saves time and money by reducing the number of deals abandoned due to COI collision

Icon

Documentation

Enables tamper-proof record-keeping

Icon

Protection

Fulfills statutory COI requirements and protects your firm's reputation

Icon

16 events

Out of the box

Get your personal demo of CMC:Conflicts of Interest

Request a demo now to learn more about how CMC:Conflicts of Interest helps your institution to identify and manage COI in real time.

Personal information







Also interested in ...











* fields are required

OWASP Logo

 

SoftSeq has certified the Security Compliance of CMC:eSuite with all applicable requirements of OWASP Application Security Verification Standard Level 2, version 3.0.1

A full methodology is available on request.