From the world of b-next
More and more regulators worldwide are making massive demands on the financial industry to monitor electronic communications. On closer inspection, it quickly becomes clear how extensive this demand is. It involves the monitoring of mails, chats, social media and telephone, including conferencing systems such as Zoom. b-next works with various partners to solve this task, […]
The COI/ESG scenario helps companies from all industries and of all sizes to identify (potential) conflicts of interest and to avoid or resolve them. The tool is based on the CMC:Platform from b-next, which has been used hundreds of times in the financial markets. In a simple but enormously powerful matrix structure, all interests can […]
Das Szenario COI/ESG hilft Unternehmen aus allen Branchen und Größen bei der Erkennung von (potentiellen) Interessenkonflikten und deren Vermeidung bzw. Auflösung. Das Tool basiert auf der hundertfach in den Finanzmärkten eingesetzten CMC:Platform von b-next. In einer einfachen, aber enorm mächtigen Matrix-Struktur können alle Interessen erfasst und Personen/Abteilungen zugeordnet werden. Durch Cross Referencing werden die relevanten […]
SANCTION LIST MONITORING EQUITIES Mit dem Scenario SANCTION LIST MONITORING können Unternehmen der Pflicht nachkommen zu überwachen, dass keine Wertpapiere egal welcher Asset Class in ihre Portfolios aufgenommen werden bzw. dort verbleiben, die auf Sanktionslisten auftauchen. Der hohe Automatisierungsgrad der Applikation reduziert den Aufwand zur Überwachung erheblich und sorgt für große Sicherheit, sich vor schmerzhaften […]
SANCTION LIST MONITORING EQUITIES With scenario SANCTION LIST MONITORING, companies can fulfill their obligation to monitor that no securities of any asset class are included in or remain in their portfolios that appear on sanction lists. The application’s high degree of automation significantly reduces the effort required for monitoring and ensures a high level of […]
A growing need for smart compliance solutions, brought about the Covid-19-induced market disruption, as the quantity of fraudulent actions is increasing. The Covid-19 public health tsunami that has swept the globe has equally resulted in many business fighting for survival, as operations have become severely disrupted, and clients have either delayed or even disappeared. Unprecedented […]